Filing Details

Accession Number:
0001437749-21-021271
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-31 19:54:29
Reporting Period:
2021-08-27
Accepted Time:
2021-08-31 19:54:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186026 Peter Wu 777 North Broadway
Los Angeles CA 90012
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-27 20,000 $39.74 395,252 No 4 S Indirect PACJU, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect PACJU, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 389,975 Indirect Wu Family Trust
Common Stock 0 Direct
Footnotes
  1. On April 27, 2021, 2,075 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Wu Family Trust as indirect ownership, without the payment of any consideration.