Filing Details
- Accession Number:
- 0001562180-21-005671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-31 17:45:51
- Reporting Period:
- 2021-08-27
- Accepted Time:
- 2021-08-31 17:45:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1584754 | Akoustis Technologies Inc. | AKTS | Telephone & Telegraph Apparatus (3661) | 331229046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1700518 | David Aichele | C/O Akoustis Technologies, Inc. 9805 Northcross Center Ct, Suite A Huntersville NC 28078 | Evp Of Business Development | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-27 | 25,000 | $0.00 | 203,378 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-08-30 | 1,850 | $9.04 | 201,528 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Acquisiton | 2021-08-27 | 40,000 | $0.00 | 40,000 | $9.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2028-08-27 | No | 4 | A | Direct |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.78 to $9.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Stock Options vest in five equal annual installments beginning on August 27, 2022.
Billionaire Hedge Funds
