Filing Details

Accession Number:
0001596783-21-000123
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-30 21:39:32
Reporting Period:
2021-08-26
Accepted Time:
2021-08-30 21:39:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596783 Catalent Inc. CTLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482197 R John Chiminski C/O Catalent, Inc.
14 Schoolhouse Road
Somerset NJ 08873
Chair & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-26 105,418 $0.00 274,360 No 4 A Direct
Common Stock Disposition 2021-08-27 3,600 $130.41 270,760 No 4 S Direct
Common Stock Disposition 2021-08-27 40,888 $131.12 229,872 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Received upon the achievement of the fiscal 2019-21 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan.
  2. Includes restricted stock units.
  3. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.
  4. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.81 to $130.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.81 to $131.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.