Filing Details

Accession Number:
0001013857-21-000200
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-30 16:17:58
Reporting Period:
2021-08-26
Accepted Time:
2021-08-30 16:17:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353196 A Efstathios Kouninis C/O Pegasystems Inc.
One Rogers Street
Cambridge MA 02142
Vp Of Finance & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-26 478 $25.20 2,916 No 4 M Direct
Common Stock Disposition 2021-08-26 184 $135.00 2,732 No 4 F Direct
Common Stock Disposition 2021-08-26 294 $135.00 2,438 No 4 S Direct
Common Stock Acquisiton 2021-08-26 628 $27.24 3,066 No 4 M Direct
Common Stock Disposition 2021-08-26 249 $135.00 2,817 No 4 F Direct
Common Stock Disposition 2021-08-26 379 $135.00 2,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-08-26 478 $0.00 478 $25.20
Common Stock Stock Options Disposition 2021-08-26 628 $0.00 628 $27.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-09 2026-03-09 No 4 M Direct
314 2017-09-12 2026-09-12 No 4 M Direct
Footnotes
  1. Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.
  2. Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
  3. Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
  4. Options vested 20% on September 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.