Filing Details

Accession Number:
0001213900-21-045593
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-08-30 16:01:31
Reporting Period:
2021-08-24
Accepted Time:
2021-08-30 16:01:31
Original Submission Date:
2021-08-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1805077 Eos Energy Enterprises Inc. EOSE () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
No No Yes No
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025
No No Yes No
1505748 B. Riley Securities, Inc. 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025
No No Yes No
1642765 Brc Partners Opportunity Fund, Lp 11100 Santa Monica Blvd. Suite 800
Los Angeles CA 90025
No No Yes No
1658704 B. Riley Capital Management, Llc 11100 Santa Monica Blvd. Suite 800
Los Angeles CA 90025
No No Yes No
1749420 Brc Partners Management Gp, Llc 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025
No No Yes No
1776226 B. Riley Principal Investments, Llc 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025
No No Yes No
1811637 B. Riley Principal Sponsor Co. Ii, Llc 299 Park Avenue 21St Floor
New York NY 10171
No No Yes No
1880803 Brf Investments, Llc 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-08-24 94,598 $13.53 8,431 No 4 S Indirect By B. Riley Securities, Inc.
Class A Common Stock Disposition 2021-08-25 8,431 $13.55 0 No 4 S Indirect By B. Riley Securities, Inc.
Class A Common Stock Disposition 2021-08-25 23,521 $13.55 366,479 No 4 S Indirect By BRC Partners Opportunity Fund, LP
Class A Common Stock Disposition 2021-08-26 50,000 $13.85 316,479 No 4 S Indirect By BRC Partners Opportunity Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By B. Riley Securities, Inc.
No 4 S Indirect By B. Riley Securities, Inc.
No 4 S Indirect By BRC Partners Opportunity Fund, LP
No 4 S Indirect By BRC Partners Opportunity Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,871,250 Indirect By B. Riley Principal Sponsor Co. II, LLC
Class A Common Stock 2,167,000 Indirect By BRF Investments, LLC
Class A Common Stock 20,000 Direct
Class A Common Stock 5,000 Indirect By Bryant R. Riley, as UTMA custodian for Charlie Riley
Class A Common Stock 5,000 Indirect By Bryant R. Riley, as UTMA custodian for Susan Riley
Class A Common Stock 5,000 Indirect By Bryant R. Riley, as UTMA custodian for Abigail Riley
Class A Common Stock 5,000 Indirect By Bryant R. Riley, as UTMA custodian for Eloise Riley
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Warrants (right to buy) $11.50 2021-05-22 2025-11-16 325,000 325,000 Indirect
Class A Common Stock Warrants (right to buy) $11.50 2021-05-22 2025-11-16 25,000 25,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-16 325,000 325,000 Indirect
2025-11-16 25,000 25,000 Indirect
Footnotes
  1. This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), B. Riley Principal Sponsor Co. II, LLC (the "Sponsor"), B. Riley Principal Investments, LLC ("BRPI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), B. Riley Securities, Inc. ("BRS"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
  2. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
  3. Represents 2,167,000 shares of commons stock previously held directly by BRPI and subsequently transferred to BRFI.
  4. Represents shares held directly by Bryant R. Riley.