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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534154	Ipsidy Inc.	AUID	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1781770	R Philip Broenniman	C/O Ipsidy Inc. 670 Long Beach Blvd. Long Beach NY 11561		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.0001 Par Value	Acquisiton	2021-08-26	35,700	$7.00	340,832	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $.0001 Par Value	172,747	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, $0.0001 Par Value Per Share	Stock Options	$7.20	2021-05-05	2031-05-05	588,744	588,744	Direct
Common Stock, $0.0001 Par Value Per Share	Warrants	$4.50	2020-06-30	2022-06-30	30,972	30,972	Indirect
Common Stock, $0.0001 Par Value Per Share	Stock Options	$2.10	2020-05-22	2025-05-22	555,556	555,556	Direct
Common Stock, $0.0001 Par Value Per Share	Warrants	$4.95	2018-08-15	2023-08-15	11,667	11,667	Direct
Common Stock, $0.0001 Par Value Per Share	Warrants	$2.64	2019-06-24	2024-06-23	8,750	8,750	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-05-05	588,744	588,744	Direct
2022-06-30	30,972	30,972	Indirect
2025-05-22	555,556	555,556	Direct
2023-08-15	11,667	11,667	Direct
2024-06-23	8,750	8,750	Direct

Footnotes

Includes the right to acquire 50,000 shares of common stock at par value subject to the certain vesting criteria granted to Mr. Broenniman on March 6, 2020 pursuant to a Restricted Stock Purchase Agreement.
Mr. Broenniman is the Managing Partner of Varana Capital, LLC ("Varana Capital"), which, in turn, is the investment manager of and has dispositive control over the shares held by Varana Capital Focused, LP ("VCFLP"). By virtue of these relationships, in addition to the shares he holds personally, Mr. Broenniman may be deemed to beneficially own the shares held by Varana Capital Focused, LP.
On May 5, 2021, the Company granted Mr. Broenniman a Non-Statutory Option to acquire 588,744 shares of common stock at an exercise price of $7.20 per share with 5,410 shares vesting upon grant of Non-Statutory Option and 583,333 shares of common stock underlying the stock options vesting subject to various performance conditions.