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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534154	Ipsidy Inc.	AUID	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1796205	L Phillip Kumnick	C/O Ipsidy Inc, 670 Long Beach Blvd. Long Beach NY 11561		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.0001 Par Value	Acquisiton	2021-08-26	71,425	$7.00	121,425	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, $0.0001 Par Value Per Share	Stock Options	$7.20	2021-05-05	2031-05-05	592,351	592,351	Direct
Common Stock, $0.0001 Par Value Per Share	Stock Options	$2.10	2020-05-22	2025-05-22	1,111,111	1,111,111	Direct
Common Stock, $0.0001 Par Value Per Share	Stock Options	$1.65	2019-12-10	2029-12-10	100,000	100,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-05-05	592,351	592,351	Direct
2025-05-22	1,111,111	1,111,111	Direct
2029-12-10	100,000	100,000	Direct

Footnotes

Includes the right to acquire 50,000 shares of common stock at par value subject to the certain vesting criteria which shares were granted on March 6, 2020 pursuant to a Restricted Stock Purchase Agreement.
On March 6, 2020, the option granted to Mr. Kumnick on December 10, 2019 to purchase 100,000 shares of common stock vesting over a three-year period was amended to provide that it will vest in full prior to the occurrence of time-based vesting, in the event of a Change of Control.
On May 5, 2021, the Company granted Mr. Kumnick a Non-Statutory Option to acquire 592,351 shares of common stock at an exercise price of $7.20 per share with 9,017 shares vesting upon grant of Non-Statutory Option and 583,333 shares of common stock underlying the stock options vesting subject to various performance conditions.