Filing Details
- Accession Number:
- 0001127602-21-024417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-27 16:35:36
- Reporting Period:
- 2021-08-25
- Accepted Time:
- 2021-08-27 16:35:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1630805 | Babcock & Wilcox Enterprises Inc. | BW | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 472783641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1801550 | J John Dziewisz | 1200 East Market Street Akron OH 44305 | Svp & Corp. Secy. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-25 | 33,333 | $7.85 | 138,925 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 15,116 | $7.85 | 123,809 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-08-25 | 9,200 | $7.92 | 114,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-08-25 | 33,333 | $0.00 | 33,333 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,667 | 2023-08-25 | No | 4 | M | Direct |
Footnotes
- RSUs vest in three equal installments beginning on August 25, 2021.
- Represents the share price weighted average.
- Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.
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