Filing Details

Accession Number:
0001127602-11-015633
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 12:09:46
Reporting Period:
2011-05-06
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 12:09:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381668 Tfs Financial Corp TFSL Savings Institution, Federally Chartered (6035) 522054948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388154 M Ralph Betters 7007 Broadway Avenue
Cleveland OH 44105
Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 4,949 $10.45 55,147 No 4 P Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100 Indirect As Custodian For Child 1
Common Stock 89 Indirect By Child 2
Common Stock 4,145 Indirect By ESOP
Common Stock 30,129 Indirect By Spouse's Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $14.00 2020-05-14 31,500 31,500 Direct
Common Stock Employee Stock Option (right to buy) $11.96 2019-05-11 37,500 37,500 Direct
Common Stock Employee Stock Option (right to buy) $11.74 2018-08-10 126,500 126,500 Direct
Common Stock Restricted Stock Units $0.00 4,200 4,200 Direct
Common Stock Restricted Stock Units $0.00 35,100 35,100 Direct
Common Stock Restricted Stock Units $0.00 3,600 3,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-14 31,500 31,500 Direct
2019-05-11 37,500 37,500 Direct
2018-08-10 126,500 126,500 Direct
4,200 4,200 Direct
35,100 35,100 Direct
3,600 3,600 Direct
Footnotes
  1. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  2. As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 31,500 stock options that vest in three equal annual installments beginning on May 14, 2011.
  3. As reported on the Form 4 dated May 14, 2009, the reporting person received a grant for 37,500 stock options that vest in three equal annual installments beginning on May 12, 2010.
  4. As reported on the Form 4 dated August 13, 2008, the reporting person received a grant of 126,500 stock options that vest in four equal annual installments beginning on August 11, 2012.
  5. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  6. As reported on the Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
  7. As reported on the Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
  8. As reported on the Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units that vest in four equal annual installments beginning on May 14, 2011. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.