Filing Details

Accession Number:
0001766526-21-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-23 16:03:16
Reporting Period:
2021-08-19
Accepted Time:
2021-08-23 16:03:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1766526 Tectonic Financial Inc. TECTP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283832 Haag A Sherman 16200 Dallas Parkway, Ste 190
Dallas TX 75248
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-19 12,000 $10.00 1,739,000 No 4 S Indirect See footnote
Common Stock Disposition 2021-08-19 10,500 $10.00 370,000 No 4 S Indirect See footnote
Common Stock Disposition 2021-08-19 7,500 $10.00 12,000 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
  2. These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
  3. These shares are held by individual retirement account.