Filing Details

Accession Number:
0001529274-21-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-23 15:13:08
Reporting Period:
2021-08-19
Accepted Time:
2021-08-23 15:13:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1529274 Alkami Technology Inc. ALKT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193875 Eugene H Lockhart C/O Alkami Technology, Inc.
5601 Granite Parkway, Suite 120
Plano TX 75024
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-19 11,399 $27.27 409,695 No 4 S Indirect See footnote
Common Stock Disposition 2021-08-19 400 $28.27 409,295 No 4 S Indirect See footnote
Common Stock Disposition 2021-08-19 11,717 $27.29 250,746 No 4 S Indirect See footnotes
Common Stock Disposition 2021-08-19 211 $28.35 250,535 No 4 S Indirect See footnotes
Common Stock Disposition 2021-08-20 24,210 $27.07 385,085 No 4 S Indirect See footnote
Common Stock Disposition 2021-08-20 10,516 $27.07 240,019 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnote
No 4 S Indirect See footnotes
Footnotes
  1. The price of $27.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
  3. Shares held by MissionOG Fund II, L.P.
  4. The price of $28.27 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.38. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price of $27.29 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $27.60. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Shares held by MissionOG Parallel Fund II, L.P.
  7. The price of $28.35 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.31 to $28.39. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.40. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The price of $27.07 reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.28. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.