Filing Details

Accession Number:
0001500624-11-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-10 09:45:31
Reporting Period:
2011-05-09
Filing Date:
2011-05-10
Accepted Time:
2011-05-10 09:45:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366362 L Ralph Bentley 332 North Center Street
Statesville NC 28677
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-09 8,555 $2.25 33,990 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 900 13,681 Indirect
Common Stock Phantom Stock $0.00 43 13,681 Indirect
Common Stock Phantom Stock $0.00 2,691 13,681 Indirect
Common Stock Phantom Stock $0.00 2,758 13,681 Indirect
Common Stock Phantom Stock $0.00 2,780 13,681 Indirect
Common Stock Phantom Stock $0.00 2,287 13,681 Indirect
Common Stock Phantom Stock $0.00 2,197 13,681 Indirect
Common Stock Phantom Stock $0.00 25 13,681 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
900 13,681 Indirect
43 13,681 Indirect
2,691 13,681 Indirect
2,758 13,681 Indirect
2,780 13,681 Indirect
2,287 13,681 Indirect
2,197 13,681 Indirect
25 13,681 Indirect
Footnotes
  1. Each share of Phantom Stock is the ecomic equivalent of one share of common stock. THe shares of Phantom stock become payable in common stock upon reporting person's termination of service as a director.