Filing Details
- Accession Number:
- 0001209191-21-052676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-19 21:33:02
- Reporting Period:
- 2021-08-17
- Accepted Time:
- 2021-08-19 21:33:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1776932 | Medmen Enterprises Inc. | MMNFF | Retail-Retail Stores, Nec (5990) | 981431779 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1796617 | Gotham Green Partners Llc | 1437 4Th Street Santa Monica CA 90401 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Subordinate Voting Shares | Disposition | 2021-08-18 | 2,685,240 | $0.00 | 0 | No | 4 | S | Indirect | See footnote 3. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote 3. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Subordinate Voting Shares | Convertible Note | Disposition | 2021-08-17 | 0 | $0.00 | 327,966,458 | $0.15 |
| Class B Subordinate Voting Shares | Convertible Note | Disposition | 2021-08-17 | 0 | $0.00 | 53,383,489 | $0.16 |
| Class B Subordinate Voting Shares | Convertible Note | Disposition | 2021-08-17 | 0 | $0.00 | 217,288,473 | $0.17 |
| Class B Subordinate Voting Shares | Convertible Note | Disposition | 2021-08-17 | 0 | $0.00 | 5,365,564 | $0.28 |
| Class B Subordinate Voting Shares | Convertible Note | Disposition | 2021-08-17 | 0 | $0.00 | 201,767,867 | $0.34 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 265,152 | $0.00 | 265,152 | $4.29 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 917,832 | $0.00 | 917,832 | $3.72 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 1,060,606 | $0.00 | 1,060,606 | $4.29 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 3,671,329 | $0.00 | 3,671,329 | $3.72 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 390,089 | $0.00 | 390,089 | $3.65 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 1,350,309 | $0.00 | 1,350,309 | $3.16 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 487,497 | $0.00 | 487,497 | $1.17 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 1,687,492 | $0.00 | 1,687,492 | $1.01 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 40,413,468 | $0.00 | 40,413,468 | $0.16 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 53,139,307 | $0.00 | 53,139,307 | $0.15 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 10,627,861 | $0.00 | 10,627,861 | $0.15 |
| Class B Subordinate Voting Shares | Warrant | Disposition | 2021-08-17 | 21,255,723 | $0.00 | 21,255,723 | $0.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-08-17 | 2028-08-17 | No | 4 | J | Indirect |
| 0 | 2021-08-17 | 2028-08-17 | No | 4 | J | Indirect |
| 0 | 2021-08-17 | 2028-08-17 | No | 4 | J | Indirect |
| 0 | 2021-08-17 | 2028-08-17 | No | 4 | J | Indirect |
| 0 | 2021-08-17 | 2028-08-17 | No | 4 | J | Indirect |
| 142,775 | 2021-08-17 | 2022-04-23 | No | 4 | J | Indirect |
| 494,218 | 2021-08-17 | 2022-04-23 | No | 4 | J | Indirect |
| 571,096 | 2021-08-17 | 2022-05-22 | No | 4 | J | Indirect |
| 1,976,870 | 2021-08-17 | 2022-05-22 | No | 4 | J | Indirect |
| 210,048 | 2021-08-17 | 2022-07-12 | No | 4 | J | Indirect |
| 727,090 | 2021-08-17 | 2022-07-12 | No | 4 | J | Indirect |
| 262,500 | 2021-08-17 | 2022-11-27 | No | 4 | J | Indirect |
| 908,648 | 2021-08-17 | 2022-11-27 | No | 4 | J | Indirect |
| 21,761,099 | 2021-08-17 | 2026-01-11 | No | 4 | J | Indirect |
| 28,613,473 | 2021-08-17 | 2025-03-27 | No | 4 | J | Indirect |
| 5,722,695 | 2021-08-17 | 2025-04-24 | No | 4 | J | Indirect |
| 11,445,389 | 2021-08-17 | 2025-09-14 | No | 4 | J | Indirect |
Footnotes
- Shares sold were held indirectly by the following affiliated funds: Gotham Green Fund 1 L.P., Gotham Green Fund I (Q) L.P., Gotham Green Fund II L.P., and Gotham Green Fund II (Q) L.P. See also footnote 3.
- The shares were sold in a private sale for total consideration of $200,000.
- Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1(Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II(Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P.
- In connection with the disposition of the securities, the parties entered into a Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021, pursuant to which amended and restated Convertible Notes and Warrants were issued.
- Convertible Notes and Warrants reported on this Form 4 were sold for aggregate consideration of $45.2 million plus Tilray, Inc. agreed to issue an aggregate of 7,685,140 shares of its common stock subject to adjustment, provided that if certain stockholder approval is not obtained, the Reporting Person may elect to receive cash.
- Amounts reported are held indirectly by the following affiliated funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1(Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II(Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P., each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1(Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II(Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote 3.
Billionaire Hedge Funds
