Filing Details
- Accession Number:
- 0000914190-21-000284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-19 21:04:35
- Reporting Period:
- 2021-08-18
- Accepted Time:
- 2021-08-19 21:04:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196298 | Nephros Inc | NEPH | Surgical & Medical Instruments & Apparatus (3841) | 133971809 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775308 | Tom Gwydir | C/O Nephros, Inc. 380 Lackawanna Place South Orange NJ 07079 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-18 | 5,000 | $7.64 | 11,031 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $5.31 | 2029-04-29 | 9,627 | 9,627 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.57 | 2029-12-16 | 5,568 | 5,568 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.06 | 2031-01-06 | 6,850 | 6,850 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-04-29 | 9,627 | 9,627 | Direct |
| 2029-12-16 | 5,568 | 5,568 | Direct |
| 2031-01-06 | 6,850 | 6,850 | Direct |
Footnotes
- Fully exercisable.
- This option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.
- This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23.
Billionaire Hedge Funds
