Filing Details

Accession Number:
0001142495-21-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-19 18:11:17
Reporting Period:
2021-08-17
Accepted Time:
2021-08-19 18:11:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1130381 Wedbush Capital, Inc. 1000 Wilshire Blvd
Los Angeles CA 90017
No No Yes Yes
1142495 Wedbush Securities Inc 1000 Wilshire Blvd., Suite 900
Attn: Compliance Dept.
Los Angeles CA 90017
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Representing Limited Liability Company Interests In J Acquisiton 2021-08-17 2,050 $7.15 2,237,500 No 4 P Direct
Shares Representing Limited Liability Company Interests In J Acquisiton 2021-08-18 1,001 $7.26 2,238,501 No 4 P Direct
Shares Representing Limited Liability Company Interests In J Acquisiton 2021-08-17 2,050 $7.15 2,237,500 No 4 P Indirect Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold
Shares Representing Limited Liability Company Interests In J Acquisiton 2021-08-18 1,001 $7.26 2,238,501 No 4 P Indirect Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold
No 4 P Indirect Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityhold
Footnotes
  1. Securities listed in Table I intended as passive investment.
  2. This Form 4 is being filed by the undersigned. Wedbush Securities Inc. directly holds the securities of the Issuer. Wedbush Capital may be deemed to have beneficial ownership of such shares as the sole equityholder of Wedbush Securities Inc. In accordance with Instruction 4 b iv to Form 4, the entire amount of the Issuer securities held by Wedbush Securities Inc. is reported herein.
  3. For purposes of Section 16, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities or otherwise.