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Filing Details

Accession Number:: 0001209191-21-052303
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-18 18:00:37
Reporting Period:: 2021-08-16

Accepted Time:: 2021-08-18 18:00:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1420800	Colfax Corp	CFX	Pumps & Pumping Equipment (3561)	541887631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1625057	L. Matthew Trerotola	2711 Centerville Road Suite 400 Wilmington DE 19808	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $.001	Acquisiton	2021-08-16	150,000	$23.74	455,708	No	4	M	Direct
Common Stock, Par Value $.001	Acquisiton	2021-08-16	1,446	$39.54	457,154	No	4	M	Direct
Common Stock, Par Value $.001	Disposition	2021-08-16	70,706	$48.98	386,448	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-08-16	69,710	$48.97	316,738	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-08-16	5,290	$49.49	311,448	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-08-16	4,294	$49.50	307,154	No	4	S	Direct
Common Stock, Par Value $.001	Disposition	2021-08-16	1,446	$49.51	305,708	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $.001	Employee Stock Option (right to buy)	Disposition	2021-08-16	150,000	$0.00	150,000	$23.74
Common Stock, Par Value $.001	Employee Stock Option (right to buy)	Disposition	2021-08-16	1,446	$0.00	1,446	$39.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
59,563		2023-01-03	No	4	M	Direct
537,154		2022-07-23	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.46 to $49.46, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.45 to $49.44, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.45 to $49.56, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.46 to $49.56, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $49.53, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
The option vests in equal installments on the third, fourth and fifth anniversaries of the grant date, which was 1/4/2016.
The option vests in equal installments on the third, fourth and fifth anniversaries of the grant date, which was 7/24/2015.