Filing Details

Accession Number:
0001445305-21-000126
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-18 16:27:19
Reporting Period:
2021-08-16
Accepted Time:
2021-08-18 16:27:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK Services-Prepackaged Software (7372) 472509828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626102 Jill Klindt 2900 University Boulevard
Ames IA 50010
Svp, Cfo, Cao & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-08-16 11,880 $15.83 61,633 No 4 M Direct
Class A Common Stock Acquisiton 2021-08-16 911 $15.86 62,544 No 4 M Direct
Class A Common Stock Acquisiton 2021-08-16 5,544 $15.86 68,088 No 4 M Direct
Class A Common Stock Disposition 2021-08-16 18,335 $130.71 49,753 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock Disposition 2021-08-16 11,880 $0.00 11,880 $15.83
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock Disposition 2021-08-16 911 $0.00 911 $15.86
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock Disposition 2021-08-16 5,544 $0.00 5,544 $15.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-08-12 2024-08-11 No 4 M Direct
0 2014-01-14 2024-01-13 No 4 M Direct
0 2015-01-14 2024-01-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $18.60 2018-07-03 2027-07-02 25,000 25,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-02-01 10,000 10,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.03 2016-04-01 2025-08-31 16,000 16,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-07-02 25,000 25,000 Direct
2027-02-01 10,000 10,000 Direct
2025-08-31 16,000 16,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. The price actually received ranges from $128.50 to $132.55. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  2. Granted pursuant to the 2009 Unit Incentive Plan.
  3. Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
  4. Granted pursuant to the 2014 Equity Incentive Plan.
  5. Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.