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Home > Insider Trading > Filing (0001831231-21-000009)

Filing Details

Accession Number:: 0001831231-21-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-17 20:47:03
Reporting Period:: 2021-08-17

Accepted Time:: 2021-08-17 20:47:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1009759	Capstone Green Energy Corp	CGRN	Engines & Turbines (3510)	954180883

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1770907	Iii S. Frederick Hencken	C/O Capstone Green Energy Corp. 16640 Stagg St. Van Nuys CA 91406	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-17	1,230	$4.10	6,314	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	59,249	Direct

Footnotes

These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.