Filing Details

Accession Number:
0001140361-11-026068
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-09 18:15:16
Reporting Period:
2011-05-05
Filing Date:
2011-05-09
Accepted Time:
2011-05-09 18:15:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136796 Charter Financial Corp CHFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241868 R Curtis Kollar 1233 O.g. Skinner Drive
West Point GA 31833
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-05 3,122 $10.81 17,659 No 4 S Direct
Common Stock Disposition 2011-05-06 400 $10.65 17,259 No 4 S Direct
Common Stock Disposition 2011-05-06 78 $10.69 17,181 No 4 S Direct
Common Stock Disposition 2011-05-06 1,000 $10.70 16,181 No 4 S Direct
Common Stock Disposition 2011-05-06 400 $10.75 15,781 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,634 Indirect By Spouse's IRA
Common Stock 10,000 Indirect By Spouse's Living Trust
Common Stock 10,270 Indirect By IRA
Common Stock 9,193 Indirect By ESOP
Common Stock 22,299 Indirect By 401(k)
Common Stock 7,500 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $11.00 2014-01-27 2019-01-27 31,875 31,875 Direct
Common Stock Stock Option $10.20 2015-06-22 2020-06-22 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-27 31,875 31,875 Direct
2020-06-22 25,000 25,000 Direct
Footnotes
  1. Restricted stock award of 7,500 shares granted to the reporting person on June 22, 2010 under the Charter Financial Corporation 2001 Recognition and Retention Plan. The stock will vest in 20% increments on an annual basis beginning on June 22, 2011.
  2. Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
  3. Options granted under the 2001 Charter Financial Corporation Stock Option Plan, of which 9,800 vest on June 22, 2015 and June 22, 2016, and 5,400 vest on June 22, 2017.