Filing Details

Accession Number:
0001127602-21-023868
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-17 16:20:59
Reporting Period:
2021-08-16
Accepted Time:
2021-08-17 16:20:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237581 D Kevin Silva 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-16 15,000 $67.17 11,379 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 17,958 17,958 Direct
Common Stock Performance Stock Unit $0.00 36,520 36,520 Direct
Common Stock Performance-Based Stock Options $0.00 71,174 71,174 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
17,958 17,958 Direct
36,520 36,520 Direct
71,174 71,174 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $66.245 to $67.40. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  2. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  3. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
  4. The options vest based on the conditions set forth in their respective agreements.