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Filing Details

Accession Number:: 0001062993-21-007616
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-16 21:54:18
Reporting Period:: 2019-06-13

Accepted Time:: 2021-08-16 21:54:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1770141	Uphealth Inc.	UPH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1451693	S Avi Katz	C/O Gigcapital Group 1731 Embarcadero Road, Suite 200 Palo Alto CA 94303	Ceo, Pres, Exec Chairman	Yes	Yes	Yes	No
1778960	Gigacquisitions2, Llc	C/O Gigcapital Group 1731 Embarcadero Rd Ste 200 Palo Alto CA 94303		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-06-13	63,750	$10.00	4,500,237	No	4	P	Indirect	By GigAcquisitions2, LLC
Common Stock	Acquisiton	2021-06-09	24,063	$10.00	4,524,300	No	4	J	Indirect	By GigAcquisitions2, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By GigAcquisitions2, LLC
No	4	J	Indirect	By GigAcquisitions2, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Private Warrants	Acquisiton	2019-06-13	63,750	$10.00	63,750	$11.50
Common Stock	Private Rights	Acquisiton	2019-06-13	63,750	$10.00	3,188	$0.00
Common Stock	Private Rights	Disposition	2021-06-09	481,250	$10.00	0	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
63,750	No	4	P	Indirect
63,750	No	4	P	Indirect
0	No	4	J	Indirect

Footnotes

$10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, (ii) one Private Warrant exercisable at price of $11.50 per share of Common Stock, and (iii) one Private Right which entitles the holder to receive 1/20th of one share of Common Stock upon the consummation of the Company's business combination.
Includes 3,482,500 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on June 5, 2019. Includes up to 524,868 shares of Common Stock that are subject to forfeiture depending on the extent to which the underwriters' over-allotment is exercised, if at all. The total shares reported include a stock dividend of 0.1541 of Common Stock for each outstanding share of Common Stock declared on June 5, 2019 following the effectiveness of the Registration Statement and prior to the private placement purchases reported in this Form 4.
The Common Stock, Private Warrants, and Private Rights are held directly by GigAcquisitions2, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital2, Inc.'s Chief Executive Officer, President, Executive Chairman of the Board of Directors, and Secretary. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.
The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.
The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.
The private rights entitle the holder to receive 1/20th of a share of Common Stock upon consummation of the Company's initial business combination without paying any additional consideration.
Upon the consummation of the Company's initial business combination.
If the Company is unable to complete its initial business combination within 18 months from the closing date of the offering the Private Rights will expire worthless.
Reflects the conversion of 481,250 Private Rights into 24,063 shares of Common Stock upon the consummation of the Company's initial business combination.