Filing Details

Accession Number:
0001209191-11-027027
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-09 17:20:28
Reporting Period:
2011-05-09
Filing Date:
2011-05-09
Accepted Time:
2011-05-09 17:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432449 Jr L. James Baldwin 5301 Legacy Drive
Plano TX 75024
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-07 40 $0.00 16,613 No 4 J Direct
Common Stock Acquisiton 2011-05-09 45,544 $25.36 62,157 No 4 M Direct
Common Stock Disposition 2011-05-09 45,544 $39.19 16,613 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-05-09 45,544 $25.36 45,544 $25.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-02 No 4 M Direct
Footnotes
  1. The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to the reporting person on January 7, 2011 and April 8, 2011 pursuant to the Issuer's DPS Direct Invest Prospectus dated December 11, 2009.
  2. These shares were sold to partially cover the income taxes accruing to the reporting person as the result of the vesting of restricted stock units ("RSU's") granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008. The vested RSU's will be reported on a separate Form 4 on the date of settlement.
  3. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $39.15-$39.30. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. This option was granted on May 7, 2008 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2008 and vests in three equal annual installments on each anniversary date of the award, 15,181 shares vested and became exercisable on May 7, 2009, 15,181 shares vested and became exercisable on May 7, 2010 and 15,182 shares vested and became exercisable on May 7, 2011.