Filing Details
- Accession Number:
- 0001127602-21-023807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-16 18:48:23
- Reporting Period:
- 2021-08-13
- Accepted Time:
- 2021-08-16 18:48:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1514705 | Suncoke Energy Inc. | SXC | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 900640593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1656488 | T Katherine Gates | 1011 Warrenville Road, Ste. 600 Lisle IL 60532 | Svp, Chief Legal Officer & Chi | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-13 | 9,942 | $3.80 | 84,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-13 | 9,942 | $7.40 | 74,367 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-13 | 9,941 | $3.80 | 84,308 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-13 | 9,941 | $7.39 | 74,367 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (02.17.2016) | Disposition | 2021-08-13 | 9,942 | $0.00 | 9,942 | $3.80 |
| Common Stock | Performance Options (02.17.2016) | Disposition | 2021-08-13 | 9,941 | $0.00 | 9,941 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-17 | 2026-02-17 | No | 4 | M | Direct |
| 0 | 2017-02-17 | 2026-02-17 | No | 4 | M | Direct |
Footnotes
- Broker-assisted cashless exercise of 9,942 market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.
- Broker-assisted cashless exercise of 9,941 performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.
Billionaire Hedge Funds
