Filing Details

Accession Number:
0001561680-21-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-16 17:45:33
Reporting Period:
2021-08-12
Accepted Time:
2021-08-16 17:45:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561680 Tri Pointe Homes Inc. TPH Operative Builders (1531) 611763235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567627 F. Douglas Bauer C/O Tri Pointe Homes, Inc.
940 Southwood Blvd, Suite 200
Incline Village NV 89451
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-12 10,843 $17.00 149,426 No 4 M Direct
Common Stock Disposition 2021-08-12 10,843 $24.51 138,583 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-08-12 10,843 $0.00 10,843 $17.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,224 2023-01-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 779,136 Indirect See Note
Footnotes
  1. The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $24.50 to $24.59, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. By The Bauer Revocable Trust.
  3. On January 30, 2013, Mr. Bauer was granted an option to purchase a total of 94,067 shares of common stock, which vested in three equal installments on January 30, 2014, 2015 and 2016.