Filing Details
- Accession Number:
- 0001406666-21-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-16 17:29:35
- Reporting Period:
- 2021-08-14
- Accepted Time:
- 2021-08-16 17:29:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678385 | Michael Weening | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-14 | 337 | $31.28 | 13,922 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2021 through August 14, 2021. This transaction is exempt under Rule 16b-3(c).
- In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 15, 2021, the first trading day of the purchase period.
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