Filing Details

Accession Number:
0001500624-11-000015
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-09 17:02:52
Reporting Period:
2011-05-09
Filing Date:
2011-05-09
Accepted Time:
2011-05-09 17:02:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Valley Financial Corp YAVY State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378061 H Jan Hollar 300 E. Broad St.
Statesville NC 28677
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 34,222 $2.25 59,222 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $3.84 2010-12-08 2019-12-08 5,000 1,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-08 5,000 1,000 Direct
Footnotes
  1. THe issuer is a participant in the TARP Capital Purchase Program, As a result, the restricted stock grant to Ms. Hollar shall vest pursuant to the following schedule: 3,333 shares on 2/17/2012; 333 shares on 2/17/2013, and 3334 shares on 2/17/2014, provided however, that no restricted stock shall be vested prior to the earlies date permitted by sectioni 111 (b) (3) (D) of the Emergency EconomicStablization Act of 2008 and the regulations adopted pursuant thereof.
  2. Vests over a five-year period beginning 12/8/2010 (the one year anniversary date of the grant) currently 20% vested.