Filing Details

Accession Number:
0000073124-21-000247
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-13 17:32:03
Reporting Period:
2021-08-11
Accepted Time:
2021-08-13 17:32:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393081 Joyce Clair St 50 South La Salle St
Chicago IL 60603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-11 23,739 $70.21 40,153 No 4 M Direct
Common Stock Acquisiton 2021-08-11 26,132 $88.06 66,285 No 4 M Direct
Common Stock Disposition 2021-08-11 49,871 $116.00 16,414 No 4 S Direct
Common Stock Disposition 2021-08-11 3,192 $0.00 41,047 No 5 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2021-08-11 23,739 $0.00 23,739 $70.21
Common Stock Employee Stock Option (right-to-buy) Disposition 2021-08-11 26,132 $0.00 26,132 $88.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-17 No 4 M Direct
0 2027-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,097 Indirect 401(k) as of 6-30-2021
Footnotes
  1. Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  2. This option became exercisable in four equal annual installments beginning on February 17, 2016.
  3. This option became exercisable in four equal annual installments beginning on February 21, 2018.