Filing Details

Accession Number:
0001127602-21-023627
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-12 19:59:35
Reporting Period:
2021-08-10
Accepted Time:
2021-08-12 19:59:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874761 Aes Corp AES Cogeneration Services & Small Power Producers (4991) 541163725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348876 Andres Gluski 4300 Wilson Boulevard
Arlington VA 22203
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-10 245,665 $13.70 1,389,389 No 4 M Direct
Common Stock Disposition 2021-08-10 245,665 $24.43 1,143,724 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-08-10 245,665 $0.00 245,665 $13.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,262 Indirect By 401(k) Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.12 to $24.72, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges.
  3. Since the last Form 4 filing on May 11, 2021, the reporting person acquired 172 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated August 9, 2021.
  4. This stock option award was granted on February 17, 2012 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal installments on February 17, 2013, February 17, 2014 and February 17, 2015.