Filing Details
- Accession Number:
- 0001209191-11-026989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-09 16:38:35
- Reporting Period:
- 2011-05-05
- Filing Date:
- 2011-05-09
- Accepted Time:
- 2011-05-09 16:38:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412647 | C Thomas Howd | C/O Constant Contact, Inc. 1601 Trapelo Rd., Suite 329 Waltham MA 02451 | Svp, Customer Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-05 | 16,870 | $0.06 | 16,870 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 45,500 | $1.09 | 62,370 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 26,000 | $3.05 | 88,370 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 31,630 | $13.68 | 120,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 120,000 | $26.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-05 | 16,870 | $0.00 | 16,870 | $0.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-05 | 45,500 | $0.00 | 45,500 | $1.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-05 | 26,000 | $0.00 | 26,000 | $3.05 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-05 | 31,630 | $0.00 | 31,630 | $13.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-10 | No | 4 | M | Direct | |
| 0 | 2016-02-09 | No | 4 | M | Direct | |
| 0 | 2016-12-07 | No | 4 | M | Direct | |
| 33,370 | 2018-12-04 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $26.64 to $26.85 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 25% of the shares subject to the option vested on January 15, 2006, and 6.25% of the remaining shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on January 15, 2009.
- 25% of the shares subject to the option vested on February 9, 2007, and 6.25% of the remaining shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on February 9, 2010.
- 25% of the shares subject to the option vested on December 7, 2007, and 6.25% of the remaining shares subject to the option vested quarterly thereafter, such that 100% of the shares subject to the option became fully vested on December 7, 2010.
- 25% of the shares subject to the option vested on December 4, 2009, and 6.25% of the remaining shares subject to the option will vested quarterly thereafter, such that 100% of the shares subject to the option will be fully vested on December 4, 2012.
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