Filing Details

Accession Number:
0001209191-21-051128
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-12 16:39:46
Reporting Period:
2021-08-10
Accepted Time:
2021-08-12 16:39:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704380 M Kevin Mcpherson C/O Marketaxess Holdings Inc.
55 Hudson Yards, 15Th Floor
New York NY 10001
Global Head Of Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Acquisiton 2021-08-10 5,000 $103.30 76,088 No 4 M Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 574 $472.03 75,514 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 750 $473.19 74,764 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 176 $474.11 74,588 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 130 $475.58 74,458 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 1,205 $477.51 73,253 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 1,265 $478.27 71,988 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2021-08-10 900 $479.01 71,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-08-10 5,000 $0.00 5,000 $103.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,335 2022-01-31 No 4 M Direct
Footnotes
  1. The transactions were executed in multiple trades at prices ranging from $471.77 to $472.25. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  2. The transactions were executed in multiple trades at prices ranging from $472.79 to $473.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. The transactions were executed in multiple trades at prices ranging from $474.10 to $474.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. The transactions were executed in multiple trades at prices ranging from $475.37 to $475.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  5. The transactions were executed in multiple trades at prices ranging from $476.93 to $477.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  6. The transactions were executed in multiple trades at prices ranging from $477.94 to $478.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  7. The transactions were executed in multiple trades at prices ranging from $478.95 to $479.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  8. The stock options were fully exercisable.