Filing Details

Accession Number:
0001567619-21-015262
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-12 16:13:46
Reporting Period:
2021-08-10
Accepted Time:
2021-08-12 16:13:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1200375 Codexis Inc. CDXS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181179 J Bernard Kelley C/O Codexis, Inc.
200 Penobscot Drive
Redwood City CA 94063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-08-10 20,000 $3.62 226,136 No 4 M Direct
Common Stock Disposition 2021-08-10 20,000 $25.84 206,136 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-08-10 20,000 $0.00 20,000 $3.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-06 2022-06-05 No 4 M Direct
Footnotes
  1. The shares were sold in multiple transactions at per share prices ranging from $25.545 to $26.21. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.