Home > Insider Trading > Filing (0000009389-21-000127)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
9389	Ball Corp	BLL	Metal Cans (3411)	350160610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1397952	Ann Lisa Pauley	9200 W. 108Th Circle Westminster CO 80021	Evp, Hr & Administration	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-09	40,400	$18.85	251,486	No	4	M	Direct
Common Stock	Disposition	2021-08-09	22,627	$87.35	228,859	No	4	F	Direct
Common Stock	Disposition	2021-08-11	17,773	$88.95	211,086	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights (sars)	Disposition	2021-08-09	40,400	$0.00	40,400	$18.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-01-25	2022-01-25	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,233	Indirect	401(k) Plan
Common Stock	283,476	Indirect	By Spouse

Footnotes

Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
This transaction was executed in multiple trades at prices ranging from $88.6600 to $89.2750. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
The reporting person expressly disclaims beneficial ownership of these securities.