Filing Details
- Accession Number:
- 0001529274-21-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-11 16:37:52
- Reporting Period:
- 2021-08-09
- Accepted Time:
- 2021-08-11 16:37:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1529274 | Alkami Technology Inc. | ALKT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186899 | D Michael Hansen | C/O Alkami Technology, Inc. 5601 Granite Parkway, Suite 120 Plano TX 75024 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-09 | 100,000 | $0.81 | 150,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-09 | 100,000 | $30.56 | 50,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-08-10 | 60,000 | $0.92 | 110,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-10 | 15,618 | $30.61 | 94,382 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-08-10 | 44,382 | $31.21 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-09 | 100,000 | $0.81 | 100,000 | $0.81 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-08-10 | 60,000 | $0.81 | 60,000 | $0.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-11-18 | No | 4 | M | Direct | |
| 140,000 | 2027-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 504,374 | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by MH Trust, of which Reporting Person is trustee.
- Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
- The option are fully vested and exercisable.
- 1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.
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