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Filing Details

Accession Number:: 0001016281-21-000164
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-10 17:52:07
Reporting Period:: 2021-08-06

Accepted Time:: 2021-08-10 17:52:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1016281	Carriage Services Inc	CSV	Services-Personal Services (7200)	760423828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1557459	Donald Paul Elliott	3040 Post Oak Blvd. Suite 300 Houston TX 77056		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-08-06	18,832	$22.58	44,156	No	4	M	Direct
Common Stock	Disposition	2021-08-06	13,687	$37.06	30,469	No	4	F	Direct
Common Stock	Disposition	2021-08-06	5,119	$37.05	25,350	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2021-08-06	18,832	$22.58	18,832	$22.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-02-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,029	Indirect	Joint with spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$34.79	2031-02-17	50,000	50,000	Direct
Common Stock	Performance Award	$0.00	2024-12-31	13,974	13,974	Direct
Common Stock	Stock Options	$25.43	2028-02-14	16,610	16,610	Direct
Common Stock	Stock Options	$26.54	2027-03-21	38,600	38,600	Direct
Common Stock	Stock Options	$20.06	2026-02-23	17,300	17,300	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-17	50,000	50,000	Direct
2024-12-31	13,974	13,974	Direct
2028-02-14	16,610	16,610	Direct
2027-03-21	38,600	38,600	Direct
2026-02-23	17,300	17,300	Direct

Footnotes

Represents shares withheld on 8/6/2021 to cover the option price and taxes associated with the exercise of stock options.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.94 to $37.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price.
Stock Options pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan. 38,000 options were granted on 2/24/2015 and 19,168 were previously exercised. The stock options were to expire on 2/24/2022.
Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal 20% increments each year over the next five years. These stock options expire on 2/17/2031.
Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
Stock Options granted pursuant to Carriage Services, Inc. 2017 Omnibus Plan which vested 1/5 on 2/14/2019, 2/24/2020 and 2/14/2021 and will vest 1/5 on 2/14/2022 and 2/14/2023. These stock options will expire on 2/14/2028.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018, 3/21/2019, 3/21/2020 and 3/21/2021 and 1/5 will vest on 3/21/2022. These stock options expire on 3/21/2027.
Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.