Filing Details

Accession Number:
0001593968-21-001956
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-10 16:31:44
Reporting Period:
2021-08-06
Accepted Time:
2021-08-10 16:31:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413837 First Foundation Inc. FFWM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218975 F Scott Kavanaugh 200 Crescent Court
Ste 1400
Dallas TX 75201
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-06 40,000 $7.50 118,565 No 4 M Direct
Common Stock Disposition 2021-08-06 40,000 $25.05 78,565 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2021-08-06 40,000 $0.00 40,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2012-10-25 2021-10-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,168,532 Indirect Family Trust
Footnotes
  1. Option exercise price.