Filing Details

Accession Number:
0001209191-21-050411
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-09 16:47:25
Reporting Period:
2021-08-09
Accepted Time:
2021-08-09 16:47:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1816887 S. Brian Hertzman 301 E. Fourth St
Cincinnati OH 45202
Sr. Vp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-09 1,981 $50.81 8,976 No 4 M Direct
Common Stock Disposition 2021-08-09 1,981 $133.08 6,995 No 4 S Direct
Common Stock Acquisiton 2021-08-09 1,126 $56.85 8,121 No 4 M Direct
Common Stock Disposition 2021-08-09 1,126 $133.08 6,995 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Exercise Disposition 2021-08-09 1,981 $0.00 1,981 $50.81
Common Stock Stock Option Exercise Disposition 2021-08-09 1,126 $0.00 1,126 $56.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-24 No 4 M Direct
0 2025-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,854 Indirect ESPP
Common Stock 74 Indirect DRIP
Common Stock 2,457 Indirect RASP 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.06 to $133.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
  2. Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of the date of this report.
  3. Represents shares held in the Company's Dividend Reinvestment Plan based on plan statement dated as of the date of this report.
  4. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.