Filing Details

Accession Number:
0001604643-21-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-09 16:34:10
Reporting Period:
2021-08-05
Accepted Time:
2021-08-09 16:34:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514445 A. Judd Gregg Evoqua Water Technologies Corp.
210 Sixth Avenue
Pittsburgh PA 15222
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-05 30,000 $4.64 50,957 No 4 M Direct
Common Stock Disposition 2021-08-05 13,000 $35.67 37,957 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-08-05 30,000 $0.00 30,000 $4.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
114,607 2024-05-12 No 4 M Direct
Footnotes
  1. The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.6300 to $35.6750, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This option is fully vested.