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Home > Insider Trading > Filing (0001104659-21-102159)

Filing Details

Accession Number:: 0001104659-21-102159
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-09 16:25:28
Reporting Period:: 2021-08-09

Accepted Time:: 2021-08-09 16:25:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1509470	Suro Capital Corp.	SSSS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1322402	D Mark Klein	C/O Suro Capital Corp. One Sansome Street, Suite 730 San Francisco CA 94104	Chairman, Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-09	6,500	$15.10	506,757	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This total includes (i) 1,667 shares of SuRo Capital Corp.'s common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) 154,362 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 10, 2022, 1/3 vests on February 10, 2023, and 1/3 vests on February 10, 2024.