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Filing Details

Accession Number:: 0001062993-21-007137
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-08-06 21:03:13
Reporting Period:: 2018-01-09

Accepted Time:: 2021-08-06 21:03:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1719489	Kaleyra Inc.	KLR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1451693	S Avi Katz	C/O Kaleyra, Inc. 1731 Embarcadero Road, Suite 200 Palo Alto CA 94303	Exec Chairman	Yes	Yes	No	No
1724528	Gigacquisitions, Llc	C/O Kaleyra, Inc. 1731 Embarcadero Road, Suite 200 Palo Alto CA 94303		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-01-09	6,368	$10.00	3,218,975	No	4	P	Indirect	By GigAcquisitions, LLC (see note below)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By GigAcquisitions, LLC (see note below)

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Private Warrants	Acquisiton	2018-01-09	4,776	$10.00	4,476	$11.50
Common Stock	Private Rights	Acquisiton	2018-01-09	6,370	$10.00	637	$0.00
Common Stock	Private Warrants	Disposition	2021-02-11	271,776	$0.00	271,776	$11.50
Common Stock	Private Warrants	Acquisiton	2021-02-11	158,989	$0.00	158,989	$11.50

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
271,776	No	4	P	Indirect
362,370	No	4	P	Indirect
0	No	4	J	Indirect
158,989	No	4	J	Direct

Footnotes

$10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, (ii) 3/4ths of a Private Warrant exercisable at price of $11.50 per whole share of Common Stock, and (iii) one Private Right which entitles the holder to receive 1/10th of one share of Common Stock upon the consummation of the Company's business combination. These Private Units were acquired by the Sponsor (as defined below) in a private placement alongside the underwriters' exercise of their over-allotment option.
Includes 2,856,607 founder shares of Common Stock previously reported in the Form 3 filed by the Reporting Persons on December 7, 2017. Includes up to 379,464 shares of Common Stock that were subject to forfeiture. The underwriters exercised the over-allotment option on January 9, 2018. Consequently, no shares were forfeited.
The Common Stock, Private Warrants, and Private Rights constituting the Private Units are held directly by GigAcquisitions, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, GigCapital, Inc.'s Chief Executive Officer, President, Executive Chairman of the Board of Directors, and Secretary. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over all securities held by the Sponsor.
The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.
The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.
The Private Rights entitle the holder to receive 1/10th of a share of Common Stock upon consummation of the Company's initial business combination without paying any additional consideration.
Upon the consummation of the Company's initial business combination.
If the Company is unable to complete its initial business combination within 18 months from the closing date of the offering the Private Rights will expire worthless.
Distribution of Private Warrants to direct and indirect members of the Sponsor.