Filing Details

Accession Number:
0001593968-21-001945
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-06 16:45:06
Reporting Period:
2021-08-06
Accepted Time:
2021-08-06 16:45:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413837 First Foundation Inc. FFWM State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594281 John Hakopian 200 Crescent Court
Ste 1400
Dallas TX 75201
President, Ffa No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-08-06 5,000 $7.50 38,686 No 4 M Direct
Common Stock Acquisiton 2021-08-06 5,000 $7.50 43,686 No 4 M Direct
Common Stock Disposition 2021-08-06 5,000 $25.04 38,686 No 4 S Direct
Common Stock Disposition 2021-08-06 5,000 $25.04 33,686 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2021-08-06 5,000 $0.00 5,000 $7.50
Common Stock Option (right to buy) Disposition 2021-08-06 5,000 $0.00 5,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,193 2012-10-25 2021-10-25 No 4 M Direct
16,193 2012-10-25 2021-10-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 806,842 Indirect Family Trust
Footnotes
  1. Option exercise price.