Filing Details
- Accession Number:
- 0001225208-21-011278
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-08-06 15:58:42
- Reporting Period:
- 2021-06-30
- Accepted Time:
- 2021-08-06 15:58:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 331151291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659018 | Michael Liberatore | 5 Dakota Drive Lake Success NY 11042 | Vp, Ics - Mutual Funds | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-11 | 25 | $134.52 | 11,685 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2020-11-02 | 25 | $140.22 | 11,660 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-09-11 | 40 | $134.44 | 40 | No | 4 | P | Indirect | By Wife |
| Common Stock | Disposition | 2020-11-02 | 40 | $140.33 | 0 | No | 4 | S | Indirect | By Wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Indirect | By Wife |
| No | 4 | S | Indirect | By Wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $50.95 | 2016-02-09 | 2025-02-09 | 1,806 | 1,806 | Direct |
| Common Stock | Stock Option (Right to Buy) | $51.95 | 2017-02-08 | 2026-02-08 | 5,259 | 5,259 | Direct |
| Common Stock | Stock Option (Right to Buy) | $67.32 | 2018-02-10 | 2027-02-10 | 8,100 | 8,100 | Direct |
| Common Stock | Stock Option (Right to Buy) | $93.88 | 2019-02-12 | 2028-02-12 | 7,760 | 7,760 | Direct |
| Common Stock | Stock Option (Right to Buy) | $98.31 | 2020-02-11 | 2029-02-11 | 8,196 | 8,196 | Direct |
| Common Stock | Stock Option (Right to Buy) | $117.34 | 2021-02-04 | 2030-02-04 | 8,357 | 8,357 | Direct |
| Common Stock | Stock Option (Right to Buy) | $148.07 | 2022-02-12 | 2031-02-12 | 6,547 | 6,547 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-02-09 | 1,806 | 1,806 | Direct |
| 2026-02-08 | 5,259 | 5,259 | Direct |
| 2027-02-10 | 8,100 | 8,100 | Direct |
| 2028-02-12 | 7,760 | 7,760 | Direct |
| 2029-02-11 | 8,196 | 8,196 | Direct |
| 2030-02-04 | 8,357 | 8,357 | Direct |
| 2031-02-12 | 6,547 | 6,547 | Direct |
Billionaire Hedge Funds
