Home > Insider Trading > Filing (0001415889-21-003806)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31462	Ecolab Inc.	ECL	Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840)	410231510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1779234	D Scott Kirkland	1 Ecolab Place St. Paul MN 55102	Svp & Corporate Controller	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-08-03	163	$402.21	1,250	No	4	I	Indirect	By Ecolab Savings Plan
Common Stock	Acquisiton	2021-08-05	2,800	$71.54	6,122	No	4	M	Direct
Common Stock	Disposition	2021-08-05	2,800	$217.67	3,322	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	I	Indirect	By Ecolab Savings Plan
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-08-05	2,800	$71.54	2,800	$71.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-12-05	2022-12-05	No	4	M	Direct

Footnotes

Represents an intra-plan transfer of 162.83 UNITS into the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $402.21 per UNIT. This is equivalent to the acquisition of approximately 298 shares of the Issuer's Common Stock at a price of $219.36 per share. The 1,249.732 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan following this transaction include 9.216 UNITS acquired since the reporting person's last report. (The 1,249.732 UNITS are the equivalent of approximately 2,291 SHARES of the issuer's Common Stock.)
This transaction was executed in multiple trades at prices ranging from $217.470 to $217.970, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.