Filing Details

Accession Number:
0000899243-21-031641
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-04 18:16:10
Reporting Period:
2021-08-02
Accepted Time:
2021-08-04 18:16:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420800 Colfax Corp CFX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1015014 P Mitchell Rales 11790 Glen Road
Potomac MD 20854
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2021-08-02 125,000 $45.90 1,045,201 No 4 P Direct
Common Stock, Par Value $.001 Acquisiton 2021-08-02 100 $45.86 14,450 No 4 P Indirect By trust for daughter
Common Stock, Par Value $.001 Acquisiton 2021-08-02 100 $45.86 2,950 No 4 P Indirect By trust for daughter
Common Stock, Par Value $.001 Acquisiton 2021-08-03 27,476 $46.33 1,072,677 No 4 P Direct
Common Stock, Par Value $.001 Acquisiton 2021-08-03 35,024 $46.84 1,107,701 No 4 P Direct
Common Stock, Par Value $.001 Acquisiton 2021-08-04 59,340 $46.30 1,167,041 No 4 P Direct
Common Stock, Par Value $.001 Acquisiton 2021-08-04 3,160 $46.96 1,170,201 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By trust for daughter
No 4 P Indirect By trust for daughter
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 6,000,000 Indirect By single member LLCs
Common Stock, Par Value $.001 11,500 Indirect By trust for daughter
Common Stock, Par Value $.001 28,000 Indirect By spouse
Common Stock, Par Value $.001 679,264 Indirect By the Mitchell P. Rales Family Trust
Footnotes
  1. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.675 to $46.025, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.68 to $46.67, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.69 to $46.97, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.92 to $46.91, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.925 to $47.01, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. The reported shares are held through single-member LLCs, of which a revocable trust with the Reporting Person as the sole trustee and beneficiary is the sole member.
  7. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise.
  8. The reporting person is a trustee of the Mitchell P. Rales Family Trust.