Filing Details

Accession Number:
0001209191-21-049684
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-04 17:01:32
Reporting Period:
2021-08-02
Accepted Time:
2021-08-04 17:01:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1660134 Okta Inc. OKTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166586 A Benjamin Horowitz C/o Okta, Inc.
100 First St, Suite 600
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-08-02 2,000 $241.41 634,969 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 8,300 $242.35 626,669 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 9,824 $243.43 616,845 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 3,520 $244.24 613,325 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 12,590 $245.31 600,735 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 25,666 $246.39 575,069 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 16,200 $247.08 558,869 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-02 1,900 $248.38 556,969 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-03 200 $245.42 556,769 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-08-03 200 $246.95 556,569 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,064 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 862 862 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
862 862 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.81 to $241.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
  4. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.82 to $242.805 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.83 to $243.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.84 to $244.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.845 to $245.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.845 to $246.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.85 to $247.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.26 to $245.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.71 to $247.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
  13. The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.