Filing Details
- Accession Number:
- 0001127602-21-023074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-08-04 16:35:15
- Reporting Period:
- 2021-08-02
- Accepted Time:
- 2021-08-04 16:35:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Group Pres, N America & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-02 | 3,300 | $60.68 | 344,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-08-02 | 300 | $56.10 | 344,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-02 | 3,600 | $122.33 | 341,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-08-02 | 3,300 | $0.00 | 3,300 | $60.68 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-08-02 | 300 | $0.00 | 300 | $56.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 95,847 | 2025-11-16 | No | 4 | M | Direct | |
| 210,789 | 2026-11-21 | No | 4 | M | Direct |
Footnotes
- Includes 132 shares purchased on various dates pursuant to the Starbucks Corporation Employee Stock Purchase Plan, and 546.888 accrued dividend equivalents on unvested RSUs.
- This transaction was executed in multiple trades at prices ranging from $122.030 to $122.715. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 147,896 shares, became exercisable in four increments of 36,974 shares each on November 16, 2016, November 16, 2017, November 16, 2018, and November 16, 2019.
- The option, representing the right to buy a total of 211,089 shares, became exercisable in one increment of 52,773 shares on November 21, 2017 and three increments of 52,772 shares each on November 21, 2018, November 21, 2019 and November 21, 2020.
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