Filing Details

Accession Number:
0001104659-21-099956
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-08-04 14:37:53
Reporting Period:
2020-12-09
Accepted Time:
2021-08-04 14:37:53
Original Submission Date:
2020-12-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1086742 W Robert Loren D 1333 Broadway, 10Th Floor
New York NY 10018
Ceo & Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-09 18,380 $1.06 1,411,722 No 4 P Direct
Common Stock Acquisiton 2020-12-10 21,244 $1.07 1,432,966 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 607,317 Indirect See footnote
Footnotes
  1. Represents shares held by the Irrevocable Trust of Rose Dempsey, of which Mr. D'Loren has sole voting and dispositive power.