Filing Details

Accession Number:
0000899243-21-031269
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 16:31:32
Reporting Period:
2021-07-30
Accepted Time:
2021-08-03 16:31:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1794515 Zoominfo Technologies Inc. ZI () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475444 Tc Group Cayman Investment Holdings, L.p. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1548636 L.p. Sub Holdings Investment Cayman Group Tc C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1766496 Tc Group Vi S1, L.p. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1766541 Tc Group Vi S1, L.l.c. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1791637 Tc Group Vi, L.p. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1791638 Tc Group Vi, L.l.c. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1802267 Carlyle Partners Vi Evergreen Holdings, L.p. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1802268 Carlyle Partners Vi Dash Holdings, L.p. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
1813962 Cp Vi Evergreen Holdings, L.p. C/O The Carlyle Group, 1001
Pennsylvania Ave., N.w., Suite 220 South
Washington DC 20004-2505
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-07-30 99,718 $0.00 99,718 No 4 C Indirect See footnotes
Class A Common Stock Disposition 2021-07-30 90,083 $53.24 9,635 No 4 S Indirect See footnotes
Class A Common Stock Disposition 2021-07-30 9,635 $53.68 0 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2021-08-02 259,715 $0.00 259,715 No 4 C Indirect See footnotes
Class A Common Stock Disposition 2021-08-02 87,854 $54.32 171,861 No 4 S Indirect See footnotes
Class A Common Stock Disposition 2021-08-02 171,861 $54.84 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 C Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class C Common Stock Disposition 2021-07-30 99,718 $0.00 99,718 $0.00
Class A Common Stock Class C Common Stock Disposition 2021-08-02 259,715 $0.00 259,715 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
49,302,425 No 4 C Indirect
49,042,710 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock LLC Units of ZoomInfo Holdings LLC $0.00 37,493,725 37,493,725 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
37,493,725 37,493,725 Indirect
Footnotes
  1. Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").
  2. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.
  3. Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.64 to $53.635. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.64 to $53.76. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.71 to $54.705. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.71 to $55.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.
  10. The OpCo Units and an equal number of shares of Class B Common Stock together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.