Filing Details

Accession Number:
0001225208-21-011053
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 16:00:54
Reporting Period:
2021-07-30
Accepted Time:
2021-08-03 16:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
357294 Hovnanian Enterprises Inc HOV Operative Builders (1531) 221851059
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
938549 K Ara Hovnanian 90 Matawan Road, Fifth Floor
Matawan NJ 07747
Chairman Of Bd., Pres. & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-07-30 10,000 $105.45 57,729 No 4 S Indirect Held as trustee of trusts for Esther K. Barry's family
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held as trustee of trusts for Esther K. Barry's family
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 122,318 Direct
Class A Common Stock 7,767 Indirect Held as trustee of trust for Reporting Person's family
Class A Common Stock 45,789 Indirect Held as trustee of trusts for Lucy K. Kalian's family
Class A Common Stock 67,719 Indirect Held as trustee of trusts for Nadia K. Rodriguez's family
Class A Common Stock 57,789 Indirect Held as trustee of trusts for Sossie K. Najarian's family
Class A Common Stock 720 Indirect Held by Ara K. Hovnanian Family 1994 long-term trusts
Class A Common Stock 3,564 Indirect Held by trusts for Esther K. Barry's family
Class A Common Stock 4,133 Indirect Held by trusts for Lucy K. Kalian's family
Class A Common Stock 720 Indirect Held by trusts for Nadia K. Rodriguez's family
Class A Common Stock 720 Indirect Held by trusts for Sossie K. Najarian's family
Class A Common Stock 668 Indirect Held by wife
Footnotes
  1. Represents the weighted average sales price for price increments ranging from $105.40 to $106.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  2. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
  3. Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the Hovnanian Family 2012 LLC (the "2012 LLC").
  4. Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, through a limited liability company interest in the 2012 LLC
  5. Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
  6. Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
  7. Held by trusts for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
  8. Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee
  9. Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
  10. Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
  11. Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
  12. Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest