Filing Details

Accession Number:
0001562180-21-005113
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-03 14:56:10
Reporting Period:
2021-07-30
Accepted Time:
2021-08-03 14:56:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238307 J John Kauchak Unity Bank
64 Old Highway 22
Clinton NJ 08809
Evp/Coo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-30 6,300 $5.48 63,183 No 4 M Direct
Common Stock Disposition 2021-07-30 6,300 $22.33 56,883 No 4 S Direct
Common Stock Acquisiton 2021-08-02 2,569 $5.48 59,452 No 4 M Direct
Common Stock Disposition 2021-08-02 2,569 $22.39 56,883 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-07-30 6,300 $0.00 6,300 $5.48
Common Stock Stock Option (Right to Buy) Disposition 2021-08-02 2,569 $0.00 2,569 $5.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
87,569 2023-03-05 No 4 M Direct
85,000 2023-03-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 10,500 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $22.30 USD to $22.49 USD, the price reported above reflects the weighted average sale price.
  2. 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.
  3. This transaction was executed in multiple trades at prices ranging from $22.39 USD to $22.43 USD, the price reported above reflects the weighted average sale price.
  4. 10,500 shares held in an account at Computershare, which have upcoming vesting dates.
  5. Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016
  6. 85,000 stock options were granted under various dates and vesting periods of which 63,001 are currently exercisable.