Filing Details

Accession Number:
0001225208-21-010974
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-08-02 09:42:05
Reporting Period:
2021-07-29
Accepted Time:
2021-08-02 09:42:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
702165 Norfolk Southern Corp NSC Railroads, Line-Haul Operating (4011) 521188014
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1643244 H. Alan Shaw Three Commercial Place
Norfolk VA 23510
Evp & Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-29 2,760 $94.17 31,399 No 4 M Direct
Common Stock Acquisiton 2021-07-29 2,720 $104.23 34,119 No 4 M Direct
Common Stock Acquisiton 2021-07-29 2,550 $69.83 36,669 No 4 M Direct
Common Stock Acquisiton 2021-07-29 1,900 $75.14 38,569 No 4 M Direct
Common Stock Disposition 2021-07-29 570 $256.91 37,999 No 4 S Direct
Common Stock Disposition 2021-07-29 1,118 $256.97 36,881 No 4 S Direct
Common Stock Disposition 2021-07-29 1,552 $258.14 35,329 No 4 F Direct
Common Stock Disposition 2021-07-29 1,699 $256.90 33,630 No 4 S Direct
Common Stock Disposition 2021-07-29 1,761 $256.94 31,869 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy, granted 2012) Disposition 2021-07-29 1,900 $0.00 1,900 $75.14
Common Stock Option (right to buy, granted 2013) Disposition 2021-07-29 2,550 $0.00 2,550 $69.83
Common Stock Option (right to buy, granted 2014) Disposition 2021-07-29 2,760 $0.00 2,760 $94.17
Common Stock Option (right to buy, granted 2015) Disposition 2021-07-29 2,720 $0.00 2,720 $104.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-01-26 2022-01-25 No 4 M Direct
0 2017-01-24 2023-01-23 No 4 M Direct
0 2018-01-23 2024-01-22 No 4 M Direct
0 2019-01-27 2025-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,747 Indirect By 401(k) Plan
Footnotes
  1. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.9000 to $257.0000, inclusive.
  3. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of July 29, 2021, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.